Account Transfer Form Transfer funds or securities from another financial institution

ACH Authorization Link your bank and brokerage accounts

IRA/ESA Distribution Request distribution of assets from an investment account

Commission and Fee Schedule Learn about commissions and fees for your account

Brokerage Account Application Open an Individual, Joint Brokerage, or UTMA account

Traditional IRA Application Open a Traditional IRA

Trust Account Application Open an account with a named trustee for a designated beneficiary

ROTH IRA Application Open a ROTH IRA (funded with after-tax dollars)

SEP IRA Application Open a Simplified Employee Pension (SEP) IRA (funded with employer contributions)

Inherited IRA Application Transfer inherited assets from a Traditional, SEP, or SIMPLE IRA into an IRA in your name

Inherited ROTH IRA Application Transfer inherited assets from a ROTH IRA into a ROTH IRA in your name

Coverdell ESA Application Open a custodial account to pay for education expenses

Beneficiary Designation Name a beneficiary for an IRA

IRA Distribution Withdraw funds from your account

Traditional IRA Simplifier Set up or amend beneficiary information for a Traditional IRA (includes important terms and conditions)

ROTH IRA Simplifier Set up or amend beneficiary information for ROTH IRA (includes important terms and conditions)

Account Transfer Form Transfer funds or securities from another financial institution

Internal Transfer Form Transfer funds between non-qualified (taxable) BancWest Investment Services accounts

Transfer on Death Account Agreement (Individual) Transfer account ownership to a designated beneficiary upon death of original owner

Transfer on Death Account Agreement (Joint) Transfer account ownership to a designated beneficiary upon death of original joint or dual owners

ACH Authorization Link your bank and brokerage accounts

IRA/ESA Distribution Request Request distribution of assets from an investment account

Wire Request Request a wire transfer of funds from your brokerage account to another institution

Periodic Investment Plan (PIP) Set up periodic investments in select existing funds

Systematic Withdrawal Plan Set up scheduled withdrawals from investment accounts

Trusted Contact Form Name a trusted contact for an account

Margin Agreement Borrow against the holdings in your account (available only for non-retirement accounts)

Option Agreement and Approval Form Add options trading privileges to your account (required prior to placing options trades)

Trust Certification Form Update trustees for an existing trust account

Ultimate Beneficial Ownership Form Verify beneficial owners and controllers of entity accounts (including trusts)

BancWest Investment Services Terms & Conditions Access comprehensive details about your account

Commission and Fee Schedule Learn about commissions and fees for your account

Money Market Rate Sheet Review current rates for money market and FDIC-insured bank products

Affidavit of Domicile Form Transfer ownership of assets or securities following original account owner’s death

Affidavit and Agreement in Lieu of Proof of Ownership Allow assets to be transferred in lieu of proof of ownership

Irrevocable Stock or Bond Power Make a certificate negotiable when its back has not been signed

IRS Form W-9 Provide your Taxpayer Identification Number to Bank of the West to facilitate reporting of IRA contributions, investment income, etc., to the IRS