Corporate Executives

Corporate Executives


Over the course of his career, a senior corporate executive accumulated a concentrated stock position as part of his compensation. With retirement approaching, he needed to address the risk associated with this concentration in one security, and develop a plan to generate income during retirement.


We would work closely with the individual to gain a thorough understanding of his financial goals and situation, including his tax status and income needs during retirement. We then would explore techniques for diversifying his assets through a combination of derivative strategies and gradual divestment of his concentrated stock position—reducing his portfolio risk by utilizing the proceeds from the divestment to implement a customized asset allocation strategy designed to meet his retirement income requirements and financial goals.

You are leaving the Bank of the West website.

Please be aware: The website you are about to enter is not operated by Bank of the West. Bank of the West does not endorse the content of this website and makes no warranty as to the accuracy of content or functionality of this website. The privacy and security policies of the site may differ from those practiced by Bank of the West.

To proceed to this website, click OK, or hit Cancel to remain on the Bank of the West website.