Tracy Brock, Chief Compliance Officer

Tracy Brock Chief Compliance Officer, Executive Vice President

As Chief Compliance Officer, Tracy is responsible for developing the strategic plan for monitoring of effective businesses operations, including all Compliance Risk Management programs encompassing AML/BSA, Testing, Fair Lending, Operations, Strategy, and Administration.

Based in San Francisco, Tracy joined Bank of the West in 2015 as Head of BSA/AML/OFAC. Previously, he held senior leadership roles at MUFG Union Bank, N.A., Washington Mutual, and Charles Schwab & Co., creating the enterprise strategy, oversight and execution of BSA/AML and OFAC Programs.

Tracy graduated from the University of Texas at Dallas, with a degree in Business Administration.

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